[2008] Topic 83: Private Pools of Capital 相关习题 available, companies, insurance, domestic, private

gita

 

AIM 2: Explain why investments in private pools of capital should only be available to sophisticated investors.

The President's Working Group on Financial Markets (PWG) supports the concept of placing limits on who can invest in private pools to:

A) sophisticated investors so as to lower the demand for private pools and prevent bubbles.

B) insurance companies to lower the amount of credit risk.

C) foreigners to limit the amount of risk in domestic markets.

D) sophisticated investors because they are better able to understand the risks.

 

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gita

 

The correct answer is B

According to the PWG, supervisors should use both formal and informal channels of coordination and cooperation across financial industry sectors and international borders.

gita

 

The correct answer is D

The PWG recommends both rigorous stress testing and the assessment of liquidity risk.

gita

 

5、With respect to the amount of information managers reveal, the PWG would probably allow managers to have the most flexibility concerning which of the following types of information?

A) Trade confirmation.

B) Performance evaluation.

C) Cash settlement procedures.

D) Trading strategies.

gita

 

The correct answer is D

The PWG recognizes that managers should have the right to keep aspects of their trading strategies a secret.

gita

 

6、According to the PWG, supervisors should use:

A) only formal channels of coordination and cooperation across financial industry sectors and international borders. 

B) both formal and informal channels of coordination and cooperation across financial industry sectors and international borders. 

C) both formal and informal channels of coordination and cooperation across financial industry sectors, but keep their activities domestic.

D) only informal channels of coordination and cooperation across financial industry sectors and keep their activities domestic.

gita

 

2、In the list of duties that PWG feels that investors in private pools should have, with respect to the managers of a private pool, the investors:

A) should evaluate the managers, but background checks are illegal.

B) cannot legally evaluate the managers nor do background checks.

C) should evaluate the managers and do background checks.

D) can only do background checks because other methods of evaluation are not legal.