请教一个Ethic 问题 - Level 1 equity, initial, received, computer, investment

blacksabbather

Sheila Schleif, CFA, is an equity analyst at an investment bank. She uses data-driven computer model to make her stock recommendations. She discovers the model contains a coding error and she fixes the coding error and the recommendation changes. Then she issues a bank-wide revision of her recommendation changing from buy to sell, and then forwards the revision to all bank clients who received the initial recommendation. What does Sheila violate of below:A. Fair Dealing
B. Priority of Transactions
C. Diligence and Reasonable basis

正确答案是A，但是我认为是B （put bank before bank client）
请指教

huixiangyajiao

LZ的基本概念还不清楚呢。。

nimue

Fair dealing 指的是信息方面发放存在明显不公平待遇，题目中这个analyst是先告诉bank-wide，再告诉其他客户。正确的做法是尽可能同时发放给所有的客户，不能选择性先告诉一部分的客户。

Priority of transaction指的是在操作方面，比如asset allocation，应该先像客户的账户transact。