Q6. In securing the shares for all accounts under her management, Linda Kammel of Northwest Futures purchased three blocks of shares at three different prices. She then allocated these shares by placing shares from the first block in accounts with surnames beginning with A-G. The second was allocated over accounts H-P, and the third over Q-Z. This action is: A) consistent with her responsibilities under the Code and Standards. B) not permissible under the Code and Standards. C) permissible only if the clients are informed of the allocation procedure.
[此贴子已经被作者于2009-1-9 15:52:04编辑过] | 
发表于 2009-1-8 15:26
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