Q6. In securing the shares for all accounts under her management, Linda Kammel of Northwest Futures purchased three blocks of shares at three different prices. She then allocated these shares by placing shares from the first block in accounts with surnames beginning with A-G. The second was allocated over accounts H-P, and the third over Q-Z. This action is: A) not permissible under the Code and Standards. B) consistent with her responsibilities under the Code and Standards. C) permissible only if the clients are informed of the allocation procedure.
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发表于 2009-1-12 16:35
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