reve

QUOTE:

以下是引用xiaoming_bo在2010-6-7 1:32:00的发言：

有一题是一个10月1日到期债务，在4月1日用期货锁定风险，到了7月1日问期货的风险什么的，给了期货价格，无风险利率，现货价格。记不清了，考场上好像不知道怎么下手

a.

b. current ...risk 110000

c. porential...risk 100000

cannot remember...

[此贴子已经被作者于2010-6-7 2:24:25编辑过]

guangyanqin

did you guys have any idea how the past year candidate pass level 3 ??? i remember many people got a lot <30% and 50% range in the moring, but did many 70% range in the afternoon still passed

reve

QUOTE:

以下是引用horry在2010-6-7 1:52:00的发言：

CHOSE DICLORSURE OF NET AND GROSS FEE  ANSWER B

ANOTHER I CHOSE YES

why? GIPS PE requires the disclosure of both net and gross return.

guangyanqin

QUOTE:

以下是引用reve在2010-6-7 2:30:00的发言：

why? GIPS PE requires the disclosure of both net and gross return.

yes, what you choose?

swinerton

QUOTE:

以下是引用guangyanqin在2010-6-7 2:29:00的发言：
did you guys have any idea how the past year candidate pass level 3 ??? i remember many people got a lot <30% and 50% range in the moring, but did many 70% range in the afternoon still passed

恩，统计了一下，貌似有5个<50%就很杯具了 如果有3-4个<50%， 剩下的比较多的在50-70之间，少数在70以上也很杯具。 如果3个<50, 50-70之间稍微多一点，70以上少一点，也有人过，不过可能就要看你50以下的weight是多少了吧。 样本不大，完全瞎说

guangyanqin

QUOTE:

以下是引用swinerton在2010-6-7 2:31:00的发言：

恩，统计了一下，貌似有5个<50%就很杯具了 如果有3-4个<50%， 剩下的比较多的在50-70之间，少数在70以上也很杯具。 如果3个<50, 50-70之间稍微多一点，70以上少一点，也有人过，不过可能就要看你50以下的weight是多少了吧。 样本不大，完全瞎说

seems much fewer retaker in level 3....

guangyanqin

another question.......choose indexing method, optimization, staitified indexing, full.?? choose the best or inappropriate one? remember?

reve

QUOTE:

以下是引用guangyanqin在2010-6-7 2:19:00的发言：

th case didn't say it didn't disclose, but all the soft dollar the company using benefit the client directly or indirectly.....i am on your side....

No.  Must disclose. See AMC trading requirements.

swinerton

QUOTE:

以下是引用guangyanqin在2010-6-7 2:47:00的发言：

another question.......choose indexing method, optimization, staitified indexing, full.?? choose the best or inappropriate one? remember?

i remember best?

bigboylht

QUOTE:

以下是引用reve在2010-6-7 2:57:00的发言：

No.  Must disclose. See AMC trading requirements.

看了一下，是要披露，client deserve to know how their commissions are spent.

但是明显题目中并没有违背什么，我忘记怎么问的了