一道令人费解的道德题 mock afternoon 1 afternoon, investment, practice, following, standards

wangzilin

1.According to the standards of practice handbook, which of the following statments about fair dealing is least accurate? The Standard related to fair dealing:

A. states that members should treat all clients equally.

B imposes a duty with respect to both clients and prospective clients.

C pertains to both investment recommendations and investment actions

 

A 官方解释说： the standard related to fair dealing states that all clients cannot be treated equally because it is impossible to reach everyone simultaneously and each clients has unique needs and objectives.

 

my choose is B, I checked on the practice handbook at the item of fair dealing, it never said the word" prospective clients". For A, I think members should treat all clients equally is right, equally means whatever the clients' request is, you need to treat them unbiased. so A is in some extend right.

 

please tell me why I should choose B since there is no " prospective clients" mention the the chapter of " fair dealing".

waterline

fairly dealing不等于equally. 因为要根据不同投资人的投资目的和偏好进行有针对的推荐，而不是所有的信息都同等地推荐给所有客户。

 

B I'm not very sure as well.

superwangchen

我第一次也错选B了，不过书上明显提到了A不可以。所以还是选书上有依据的八