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关于nonmaterial public information及 Diligence and Reasonable Basis的一个问题

如果一个candidate 看到了公司的一份 list而采取了sell,为何是违反了reasonable basis而不是nonmaterial public information?

which company? client or investment bank?

And what list?

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更正一下,不好意思,我之前只是凭印象发的帖子。
如果一个candidate在visit一个公司时overhear了职员说的一些消息而采取了sell recommerndation(之类)的行动,请问是违反了reasonable basis呢还是material nonpublic information?
谢谢指教了

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reasonable basis

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reasonable basis

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因为他也不确定职员的消息是否属实

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 reasonable basis, unless the overheard information is material non-public information.

and normally the STAFF will not have material non-public information, only consider the executives.

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