[CFA level 1模拟真题]Version 1 Questions－Q9 exchange, following, describes, him, face

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Q9. Nicholas Bennett, CFA, is a trader at a stock exchange, Another trader approached Bennett on the floor of the exchange and verbally harassed him about a poorly executed trade. Bennett pushed the trader and knocked him to the ground, Which of the following best describes Bennett's conduct? Bennett:

A. did not violate either the CFA Institute Code of Ethics or any Standards of Professional Conduct.

B. violated the CFA Institute Code of Ethics, but did not violate any Standards of Professional Conduct.

C. Violated the CFA Institute Code of Ethics and the Standards of Professional Conduct that relates to Professional Misconduct.

D. Violated the CFA Institute Code of Ethics and the Standards of Professional Conduct that relates to Professional Misconduct and Duty to Employer.

 

答案和详解如下：

Q9    C       Study Session i.-2.a

Members should act with integrity, dignity, and in an ethical and professional manner; any individual behavior that reflects adversely on the entire profession should be avoided.

technet

c

yangyangda

a

fantasy_ln

see

47dx

c

ondesert

a

vivian1022

c

sagachao

[em07]

irismay

Thanks

roger88

Thanks