bmaggie

Which of the following correctly lists disciplinary sanctions in order of severity, lowest to highest, that the Designated Officer may take as a result of an investigation?

A) Suspension of the CFA designation, public censure, revocation of the CFA designation.

B) Suspension of membership, revocation of membership, public censure.

C) Public censure, suspension of the CFA designation, revocation of the CFA designation.

bmaggie

Which of the following correctly lists disciplinary sanctions in order of severity, lowest to highest, that the Designated Officer may take as a result of an investigation?

A) Suspension of the CFA designation, public censure, revocation of the CFA designation.

B) Suspension of membership, revocation of membership, public censure.

C) Public censure, suspension of the CFA designation, revocation of the CFA designation.

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Public censure is less severe than suspension from using the CFA designation, and suspension is less severe than revocation.

bmaggie

A covered person who rejects a stipulation agreement:

A) may request an appeal to a summary suspension review panel.

B) will typically not be subject to further disciplinary procedure unless a new investigation is initiated.

C) may request an appeal to a hearing panel.

bmaggie

A covered person who rejects a stipulation agreement:

A) may request an appeal to a summary suspension review panel.

B) will typically not be subject to further disciplinary procedure unless a new investigation is initiated.

C) may request an appeal to a hearing panel.

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A covered person who rejects a proposed stipulation agreement may request an appeal to a hearing panel. This must be done in 30 days, or the matter will be referred automatically if no action is taken. A stipulation agreement is not relevant to a case warranting a summary suspension.

luojieyier

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lxjruc82

thx a lot！

zaestau

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chenxu200312

Thanks so much.

tracylaubb

THX