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发表于 2010-2-7 06:06
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道德操守
Members of the Association for Investment Management and Research shall:
投资管理和研究协会成员必须做到：
? Act with integrity, competence, dignity, and in an ethical manner when dealing with the public, clients, prospects, employers, employees, and fellow members.
与公众、客户、未来客户、雇主、员工和其他成员交往时表现出诚信、称职、尊严和道德操守。
? Practice and encourage others to practice in a professional and ethical manner that will reflect credit on members and their profession.
以符合专业和道德标准的方式，从事专业活动，并鼓励他人以同样的方式从事活动，以维护协会成员及行业的良好信誉。
? Strive to maintain and improve their competence and the competence of others in the profession.
努力保持并增进自身能力以及本行业同仁之能力。
? Use reasonable care and exercise independent professional judgment.
谨慎执业，发挥独立的专业判断能力。
专业行为准则
Standard I: Fundamental Responsibilities
准则I：基本责任
Members shall:
成员必须做到：
A. Maintain knowledge of and comply with all applicable laws, rules, and regulations (including AIMR’s Code of Ethics and Standards of Professional Conduct) of any government, governmental agency, regulatory organization, licensing agency, or professional association governing the members’ professional activities.
了解并遵守任何政府、政府机构、监管机构、执照管理机构或对协会成员的专业活动拥有管辖权的专业协会所颁布的一切有关法律、规则和条例（包括《AIMR 之道德操守和专业行为准则》。）
B. AIMR members may reference their membership only in a dignified and judicious manner. The use of the reference may be accompanied by an accurate explanation of the requirements that have been met to obtain membership in these organizations.
不故意参与或协助任何违反上述法律、规则或条例之行为。 |
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