bearbee

国外的论坛?可以留个网址吗？我想去看看，谢谢

coolsailor

4：Which of the following is likely to violated Market Manipiulation for buying and immediately selling to have tax benefit(Yes/No) and using Legitimate trading strategy to exploit market inefficiency(Yes/No)

答案应该是NO,NO吧,合法的交易策略来EXPLOIT MKT INEFFICENCY怎么成为VIOLATION呢?

mucfa

他说的INEFFICIENT是说的2 种行为还是后边的一种行为？ 我的理解是只是后边的行为，要是指2个的话我也一定会选择 YES YES

mucfa

在GOOGLE上搜  cfa exam discussion 第一个链接 就是了

tocean22

有题问公司发行新bond retire 旧的，$680,000 Loss or $280,000 gain?? 有人记得是问accounting or economic loss?

merito

1：Husband/wife... both working in finance jobs. They routinely discuss possilibility of clients entering mergers, etc.
Has they violated Standard of confidentiality(Yes/No) and Standard of Material non-public information(Yes/No)?

我的答案是YES, NO, 因为没有操作。。。

错了， 都违反了！ 知道了就应该力求公布出去

merito

5：A member put CFA logo on his individual letterhead or business card. In order to prevent CFA is incorporated into company name, he doesn't place in such close proximity to a company name and put at the bottom of the card. Has he violated Standard VII(B) for his individual letterhead or business card? (Yes/No)

这道我肯定错了不过国外的论坛讨论也有争议，不过集中在YES YES 和 NO NO 上

NO NO

merito

4：Which of the following is likely to violated Market Manipiulation for buying and immediately selling to have tax benefit(Yes/No) and using Legitimate trading strategy to exploit market inefficiency(Yes/No)

NO  NO

merito

3：Questions on content in fundmanetals of compliance?

A firm is existed for 12 years, accrording to GIPS, the firm need minimum compliance records:

choices: .3 years, 5 years, 10 years, 12 years

5Year Minimum

michellecx

同意  实在受不了丰台的考场了 什么安排都是

本来人就很晕了  考场还这么闷 尤其下午 连空调都不开  考一半就不行了

还有，老师的效率就不能高点  有的考场都填答题卡了  有的连考卷那都没拿到

以为CFA 协会很严谨  不过如此