4. Fallon Stowe, CFA, included in her firm抯 marketing materials several plain-language descriptions of general investment concepts such as standard deviation and duration, which were copied from other sources without reference to the original author. According to the Standards of Practice Handbook, has Stowe violated the Standard relating to misrepresentation?
Select exactly 1 answers from the following: A. Yes. B. No, because these are well-known concepts.
C. No, because she did not misrepresent the descriptions of these concepts.
D. No, because she did not personally take credit for the distributed material.
答案和详解如下！
Feedback: Correct answer: A
Standards of Practice Handbook, 9th edition, (CFA Institute, 2005), pp. 26, 27-28, 31 2006 Level I Program Readings, 揋uidance?for Standards I-VII, Standards of Practice Handbook, 9th edition, (CFA Institute, 2005), pp. 21-22, 25 2006 Modular Level I, Vol. I, pp. 27-28, 31 Study Session 1?朾 distinguish between conduct that conforms to the Code and Standards and conduct that violates the Code and the Standards
Copying any material from other sources without acknowledgement, including plain-language descriptions of general concepts, is a violation of the Standard relating to misrepresentation.
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发表于 2006-11-21 11:32
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