Ethical and Professional Standards profession, objective, following, benefit

cfaedu

Which of the following is a component of the Code of Ethics? CFA Institute members shall:

A) disclose to their employer all matters that reasonably could be expected to interfere with their duty to their employer or ability to make unbiased and objective recommendations.
 
 
B) strive to maintain and improve their competence and the competence of others in the profession.
 
 
C) act for the benefit of their clients and place their clients' interests before their own.
 
 
D) consider the appropriateness and suitability of investment recommendations or actions for each portfolio or client.

答案和详解如下

Correct answer: B

Striving to maintain and improve their competence and the competence of others in the profession is one of the components of the Code of Ethics, whereas the other statements are part of the Standards of Professional Conduct.

mrcon

6条
the Code of Ethics:
1、坚持正直、胜任、勤奋、令人尊重的做事原则，以合乎职业道德的方式对待投资行业内的公众、客户、潜在客户、雇主、雇员、同事以及其他全球资本市场的参与者。
2、将投资行业的诚信和客户的利益置于个人利益之上。
3、进行投资分析、提供投资建议、采取投资行动和执行其他专业活动时，应保持合理的谨慎，做出独立的职业判断。
4、履行并鼓励其他人履行职业道德规范，彰显其自身和行业的信誉。
5、提升资本市场信誉，支持资本市场管理条例。
6、保持和提高专业胜任能力，努力保持和提高他人在投资行业的专业胜任能力。

whmanutd

b

xu7431

b

BeyondCFA

b

winterl

c

水模样

[em09]

yangyangda

a

cfa122

bc

skyjiao

a