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- 2011-5-24
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- 2012-9-12
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Communication with Clients
Had i a question. When an analyst sends out change in recs (like from a sell to a buy), he does not need to conisder the suitability of the investment for clients. But when a money manager sends out recs he does? Ive seen some conflicting info and was hoping someone could clarify.
Thanks |
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