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Reading 1- LOS A - Q16

16In his recommendation of Campbell buying the shares of Brown company, Johnson violates the Code and Standards concerning:

A)   Standard III(C) Suitability but not Standard V(A) Diligence and Reasonable Basis.

B)   Standard V(A) Diligence and Reasonable Basis but not Standard III(C) Suitability.

C)   neither Standard III(C) Suitability nor Standard V(A) Diligence and Reasonable Basis.

D)   both Standard III(C) Suitability as well as Standard V(A) Diligence and Reasonable Basis.

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