8. Charlie Mancini, CFA, is the Managing Director for Business Development at SV Financial, (SVF), a large U.S. based mutual fund organization. Mancini has been under pressure recently to increase revenues. In order to secure business from a large hedge fund manager based in Asia, Mancini recently approved flexible terms for the fund’s client agreement. To allow for time zone differences, the agreement permits the hedge fund to trade in all of SVF’s mutual funds six hours after the close of U.S. markets. Did Mancini violate any CFA Institute Standards of Professional Conduct?
A. No.
B. Yes, with regard to Fair Dealing.
C. Yes, with regard to Fair Dealing and Material Nonpublic Information.
这道题目看的很晕， 答案是 说In addition, the flexible trading terms allow the hedge fund manager to enrich themselves and is a violation of Standard II A, concerning trading on material nonpublic information. This is also a conflict of interest, Standard VI (A),
能不能解释一下为什么会VIOLATE Material Nonpublic Information AND conflict of interest, Standard VI (A),
DISCRETIONARY PORFOLIO 中文是啥意思啊？
[此贴子已经被作者于2010-6-1 18:08:55编辑过] | 
发表于 2010-6-1 17:48
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