上一主题:BS ethics Q in my opinion
下一主题:first ethic question made me smile
返回列表 发帖

General Ethics Question

Who does the Code and Standards apply to?
For example, if they’re asking a question about whether the brother of John Smith, CFA, violated a standard, is that possible or does it only apply to CFA Charterholders and Candidates?

I think it only apply to folks that related to CFA program

TOP

John’s brother is not a CFA member so he is not subject to the code and standards. If John has supervisory control over his brother, then I think he has a duty to ensure that the standards are carried out. But the brother himself is not subject….
that is my interpretation

TOP

only applies to CFA Charterholders and Candidates

TOP

返回列表
上一主题:BS ethics Q in my opinion
下一主题:first ethic question made me smile