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Code of Ethics and Standards of Professional Conduct Q1

With respect to the CFA Institute enforcement of the Code and Standards, which of the following is NOT a possible disciplinary sanction?

A) Private censure.

B) Refusing to allow a candidate for the CFA designation to take one of the exams.

C) Payment of a fine.

C) Payment of a fine.

CFA Institute does not impose fines. All of the other choices are possible sanctions. CFA Institute may suspend a candidate from further participation in the CFA program.

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上一主题:CFA Level I:Economics - DEMAND AND SUPPLY ANALYSIS INTRODUCTION 学习要点和习题精选
下一主题:CFA Level 1 - 模考试题(3)(PM)-Q91-95