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2011 sample Q4, thanks

 4. Martineau’s actions regarding her husband’s account most likely violate the CFA Institute Research Objectivity Standards because she:
A. did not receive advance approval from the compliance department for trades in her assigned industry.
B. trades within the restricted trading period of at least 5 calendar days prior to and after issuing a research report.
C. should seek to ensure that trades for immediate family members are not done in advance of or disadvantage investing clients.
Answer: C
感觉B更合适;文中并没有提到其他客户
望高人指点,thanks

ros规定report issue前30天和后5天限制covered staff交易。。。。b是不对的

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restricted trading period 应该是报告发表的前三十天和后五天

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 thanks
牛人啊,记得怎么准确

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