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4. Martineau’s actions regarding her husband’s account most likely violate the CFA Institute Research Objectivity Standards because she: A. did not receive advance approval from the compliance department for trades in her assigned industry. B. trades within the restricted trading period of at least 5 calendar days prior to and after issuing a research report. C. should seek to ensure that trades for immediate family members are not done in advance of or disadvantage investing clients. Answer: C 感觉B更合适;文中并没有提到其他客户 望高人指点,thanks
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