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QUOTE:
以下是引用Celestial_Vault在2011-6-6 19:53:00的发言:
你确定?现货交易*quote?

quote也是OTC,我觉得应该没错。 诶,我反正是做错了

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QUOTE:
以下是引用billlinin2001在2011-6-6 19:08:00的发言:
上午場跟下午場都各考了一題Market Cap-Weight Index. 一題是算 "Price Return" 一題是算 "Total Return" 兩個是不同的. Price Return 是單純計算股價變動的Return,但是Total Return要把Dividends計入. 這次的考試有3-4題在做QBank及考古題時有做到, 不可思議.

请问是不是上午的不需要考虑Dividends,而下午的需要考虑啊

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QUOTE:
以下是引用billlinin2001在2011-6-6 19:08:00的发言:
上午場跟下午場都各考了一題Market Cap-Weight Index. 一題是算 "Price Return" 一題是算 "Total Return" 兩個是不同的. Price Return 是單純計算股價變動的Return,但是Total Return要把Dividends計入. 這次的考試有3-4題在做QBank及考古題時有做到, 不可思議.

同学你的说法负责任吗...notes上没见过啊

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L1 Mock Morning Section 67题求助

2008年mock第一套

66.  Which of the following would provide information about board members compensation and
management qualification?
A.  proxy statement
B.  Management’ discussion and analysis
C.  Corporate reports and press
D.  footnotes

选A

 

defined contribution plan,那题,我也不知道,蒙了个defined obligation的选项

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L1 Mock Morning Section 67题求助

1. 一个人在网上发帖,说他朋友觉得CFA考试很难,然后说I think we should focus on Fixed income....

  这个算violation吗--属于violation,泄密CFA的confidentiality

2. 老板拿到material nonpublic information,让职工去操作,但是职工不知道老板信息来源,

  这个员工算violation吗--这个不清楚,我选了没有违反

3. complaince with GIPS is claimed as.... A.忘记了(我貌似选了这个)B。什么consult  ..好像是说选一个合适的manager C。关键词software...

--这题选投资公司那个,反正consult和software那两个都不是,因为GIPS对公司firm的定义就是The FIRM MUST be defined as an investment FIRM, subsidiary, or division held out to clients or potential clients as a DISTINCT BUSINESS ENTITY.

4. 好像是问GIPS的objective,有两个选项我比较纠结,一个是fair and consistent presentation,还有一个是fair competition。

--这题不确定,选了fair competition

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L1 Mock Morning Section 67题求助

奇了怪,怎么我每个回复前面都显示了“L1 Mock Morning Section 67题求助 ”这么一个标题

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布林线那题是下午的题目,比较靠前的地方吧。说的是布林指标是以什么因素的标准差为基准计算的吧,我记得三个选项A.price B.volume C.return,纠结了半天,选了volume,回来百度一查,发现是以股价的标准差,晕菜了。

 

俺看的是10年的notes,这些技术指标都没有提过,还有后面的一些题目,坑爹了

 

美国国债发行那题是auction的single price,这个在11年的课本里有,回来以后查过了

 

 

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QUOTE:
以下是引用random_walk在2011-6-6 22:10:00的发言:

同学你的说法负责任吗...notes上没见过

note上我也没读过, 但官方教材是有的, 可是我没看过...

另外楼上说的美国发债auction如果是single price, 那就跟我大学fixed income securities读的不同
那门课说美国发债auction有两种, 包括competitive和noncompetitive
前一种是给大型投资机构, 由出价最高者开始分配下去
后一种是给小投资者, 定价为大型投资机构的weighted average

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QUOTE:
以下是引用watergood在2011-6-6 23:31:00的发言:

1. 一个人在网上发帖,说他朋友觉得CFA考试很难,然后说I think we should focus on Fixed income....

  这个算violation吗--属于violation,泄密CFA的confidentiality

2. 老板拿到material nonpublic information,让职工去操作,但是职工不知道老板信息来源,

  这个员工算violation吗--这个不清楚,我选了没有违反

3. complaince with GIPS is claimed as.... A.忘记了(我貌似选了这个)B。什么consult  ..好像是说选一个合适的manager C。关键词software...

--这题选投资公司那个,反正consult和software那两个都不是,因为GIPS对公司firm的定义就是The FIRM MUST be defined as an investment FIRM, subsidiary, or division held out to clients or potential clients as a DISTINCT BUSINESS ENTITY.

4. 好像是问GIPS的objective,有两个选项我比较纠结,一个是fair and consistent presentation,还有一个是fair competition。

--这题不确定,选了fair competition

其他几个我都表示一致,但是第一题,让我纠结的原因是,那人的朋友没有透露具体内容,只是说考试难。而那人说的是,we should focus on fixed income, because I think it's the most difficult part。我就在想,这是那人的建议,并没有透露什么。谁知道他朋友跟他泄露了什么啊。﹣﹣不知大家是怎么理解的

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在11年课本Volume5中的P394是这样说的:

Four methods have been used by central goverments to distribute new bonds that they issue:1)regular auction cycle/multiple-price method 2)regular auction cycle/single-price method 3)ad hoc aution method and 4)tap method

 

With the regular auction cycle/multiple-price method, there is a regular auction cycle, and winning bidders are awarded securities at the yield they bid. For the regular auction cycle/single-price method, there is a regular auction cycle, and all winning bidders are awarded securities at the highest yield accepted by the government. For example, if the highest yield for a single-price auction is 7.14% and someone bid 7.12% that bidder would be awarded the securities at 7.14%. In contrast, with a multiple-price auction that bidder would be awarded securities at 7.12%. U.S government bonds are currently issued using  regular auction cycle/single-price method.

[此贴子已经被作者于2011-6-7 2:15:30编辑过]

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