| 2007年6月CFA LEVEL 2 远程教育辅导课程详细列表 |
| 课程名 |
| Ethical and Professional Standards |
Session 1: ETHICAL AND PROFESSIONAL STANDARDS | 1. Code of Ethics and Standards of Professional Conduct道德与职业行为准则 |
| 2. “Guidance” for Standards I – VII职业行为准则I – VII指导 |
| 3. CFA Institute Soft Dollar Standards CFA协会软美元准则 |
| 4. CFA Institute Research Objectivity Standards CFA协会研究客观性准则 |
Session 2: ETHICAL AND PROFESSIONAL STANDARDS: Application | 5. The Glenarm Company Glenarm 公司 |
| 6. Preston Partners Preston合伙人 |
| 7. Super Selection 优异选择 |
| 8. Trade Allocation: Fair Dealing and Disclosure 交易分配:公平交易与披露 |
| 9. Case : Changing Investment Objectives 案例:变化的投资目标 |
| 10. Prudence in Perspective 透视谨慎 |
| Quantitative Methods |
Session 3: Quantitative Methods for Valuation | 11. Correlation and Regression 相关与回归 |
| 12. Multiple Regression and Issues in Regression Analysis 多元回归及回归中的问题 |
| 13. US Energy: Oil 美国能源:原油 |
| Economics |
Session 4: Economics for Valuation | 14. Economic Growth 经济增长 |
| 15. Regulation and Antitrust Policy in a Globalized Economy 全球化经济下的管制与反托拉斯政策 |
| 16. The Economic Future of Asia 亚洲的经济前景 |
| 17. Foreign Exchange 外汇 |
| 18. Foreign Exchange Parity Relations 外汇平价关系 |
| 19. International Asset Pricing 国际资产定价 |
| 20. Measuring Economic Activity 衡量经济活动 |
| 21. A Natural Experiment in Monetary Policy 货币政策的一个试验 |
| 22. The Demographic Deficit: How Aging Will Reduce Global Wealth 人口赤字:老龄化如何减少全球财富? |
| Financial Statement Analysis |
Session 5: Pensions and Intercorporate Investments | 23. Analysis of Intercorporate Investments 公司间投资分析 |
| 24. Pensions and Other Postretirement Benefits养老金与其它退休后福利 |
Session 6: Business Combinations and InternationalOperations | 25. Mergers, Acquisitions, and Other Intercorporate Investments 兼并,收购与其它公司间投资 |
| 26. Analysis of Multinational Operations 跨国经营分析 |
Session 7 Earnings Quality Issues and Financial Ratio Analysis | 27. Seeking Sustainable Cash Flow寻找合适的现金流 |
| 28. Is It Operating or Investing Cash Flow?这是投资或营业现金流量? |
| 29. Is It Operating or Financing Cash Flow?这是营业或筹资现金流? |
| 30. Nonrecurring Sources and Uses of Operating Cash Flow营业现金流的非经常性来源与使用 |
| 31. Measuring Sustainable Operating Cash Flow衡量可持续的营业现金流 |
| 32. Using Operating Cash Flow to Detect Earnings Problems 使用营业现金流发现利润问题 |
| 33. Analyzing Operating Cash Flow营业现金流量分析 |
| 34. Analysis of Financial Statements: A Synthesis财务报表分析:综合 |
| Corporate Finance |
Session 8 CORPORATE FINANCE | 35. Capital Budgeting资本预算 |
| 36. Cost of Capital资本成本 |
Session 9
Financing and Control Issues | 37. Corporate Governance公司治理 |
| 38. Capital Structure and Leverage资本结构与杠杆 |
| 39. Dividends and Dividend Policy股利与股利政策 |
| 40. Mergers兼并 |
| 41. Corporate Restructuring公司重组 |
| Equity |
Session 10
Valuation Concepts | 42. A Note on Asset Valuation资产估价一注解 |
| 43. The Equity Valuation Process权益估价过程 |
| 44. Equity: Markets and Instruments权益:市场与工具 |
| 45. Capital Markets and the Economy 资本市场与经济 |
| 46. Swap Contracts, Convertible Securities, and Other Embedded Derivatives-Part I 互换合约,可转换证券与其它隐含期权衍生工具-部分 I |
Session 11 Industry and Company Analysis in a Global Context | 47. Equity: Concepts and Techniques权益:概念与技术 |
| 48. Competitive Strategy: The Core Concepts竞争战略:核心概念 |
| 49. Industry Analysis行业分析 |
| 50. Valuation in Emerging Markets新兴市场估价 |
| 51. Company Analysis and Stock Valuation公司分析和股票估价 |
| 52. ROE Breakout: Rerating Catalyst 股权收益率突围:再评估催化剂 |
Session 12 Valuation Models | 53. Discounted Dividend Valuation 股利折现估价 |
| 54. Free Cash Flow Valuation 自由现金流量估价 |
| 55. Market-Based Valuation: Price Multiples 基于市场的估价:价格乘数 |
Session 13 Valuation Models and Issues
| 56. Residual Income Valuation 剩余收益估价 |
| 57. Security Analysis Using Value-Based Metrics 证券分析:基于价值的方法 |
| Fixed Income |
Session 14: Valuation Concepts | 58. General Principles of Credit Analysis信用分析的一般原则 |
| 59. Term Structure and Volatility of Interest Rates利率的期限结构与波动性 |
| 60. Valuing Bonds with Embedded Options含有隐含期权的估价 |
Session 15
Structured Securities | 61. Mortgage-Backed Sector of the Bond Market债券市场的抵押支持债券板块 |
| 62. Asset-Backed Sector of the Bond Market债券市场的资产支持债券板块 |
| 63. Valuing Mortgage-Backed and Asset-Backed Securities资产支持债券和抵押支持债券估价 |
| Derivatives |
Session 16 Forwards and Futures
| 64. Forward Markets and Contracts远期合约与市场 |
| 65. Futures Markets and Contracts期货合约和市场 |
Session 17 Options, Swaps, Interest Rate Derivatives, and Other Embedded Derivatives | 66. Option Markets and Contracts期权合约和市场 |
| 67. Swap Markets and Contracts互换合约和市场 |
| 68. Interest Rate Derivative Instruments利率衍生工具 |
| 69. Swap Contracts, Convertible Securities, and Other Embedded Derivatives - Part II互换合约,可转换证券与其它隐含期权衍生工具-部分 II |
| Portfolio Management |
Session 18
CAPITAL MARKET THEORY AND THE PORTFOLIO MANAGEMENT PROCESS | 70. The Capital Asset Pricing Model 资本资产定价模型 |
| 71. Index Models指数模型 |
| 72. Arbitrage Pricing Theory and Multifactor Models of Risk and Return套利定价模型与多因素风险与收益定价模型 |
| 73. The Theory of Active Portfolio Management积极组合管理的理论 |
| 74. The Portfolio Management Process and the Investment Policy Statement组合管理过程与投资政策说明书 |