[CFA level 1模拟真题]Version 2 Questions－Q3 face, investment, products, practice, purchase

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Q3. During an onsite company visit, Marsha Ward, CFA, accidentally overheard the Chief Executive officer (CEO) of stargazer, Inc., discussing the company's pending tender office to purchase base Dynamics Enterprises, a retailer of stargazer products, According to the Standards of practice Handbook, Ward may not use the Information to take investment action because:

A. the information relates to a tender offer.

B. Acting on the information would breach a duty to bother the CEO and Stargazer.

C. She does not have a reasonable and adequate basis for taking investment action.

D. Acting on the information would breach a duty to both Stargazer and Dynamica.

答案和详解如下：

 

Q3. A    07Modular L., Vol.1, PP. 36-45  Study Session 1-2.a

Trading on the information is restricted as it relates to a tender offer; it is clearly material, nonpublic information.

yuyi1981

D

yuyi1981

fuk....

zephyr823

d

vivian1022

c

jungle1009

see

deanwj

a

fantasy_ln

see

fantasy_ln

see

yangyangda

c