Reading 1- LOS B-Q9 groups, member, respect, manner, following

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The first component of the Code of Ethics does NOT explicitly say that a CFA Institute member will act in a certain manner with respect to which of the following groups?

A) The public.

B) The member's employer.

C) The SEC.

D) Colleagues in the investment profession.

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The correct answer was C

The SEC is not mentioned in the Code of Ethics. Component one mentions duties to the public, clients, prospects, employers, employees, colleagues, and other participants in the global capital markets.

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