[CFA报名] CFA III违规被取消成绩后重新注册的问题 注册, 的

petemf

注册考试的DISCLOSE MIS-CONDUCT过程中我有一个疑问： 之前2012年6月CFAIII广州的考试中因为超时被REPORT了，后来的结果是成绩取消，请问再注册考试的话是选哪项呢？ Since becoming a candidate in the CFA Study and Examination Program, have you been: A. The subject of a written complaint regarding your professional conduct in either a direct or supervisory capacity? B. The subject of, a defendant to, or respondent in any investigation, civil litigation, arbitration, or other action or proceeding in which your professional conduct, in either a direct or supervisory capacity, was at issue?

No

Yes, matter currently under investigation by CFA Institute

Yes, not previously disclosed to CFA Institute

Yes, matter previously investigated by CFA Institute; review concluded

谢谢各位考友，考试千万不能超时。

tianyuanyuan

任何时候都是填写：NO

笑傲浆糊

No

   Yes, matter currently under investigation by CFA Institute

   Yes, not previously disclosed to CFA Institute

   Yes, matter previously investigated by CFA Institute; review concluded

petemf

回复 2# tianyuanyuan


    谢谢~我也很困惑啊~但是事实上我的确因为违规被取消考试资格喔。。。我应不应该填matter previously investigated by CFA Institute; review concluded呢？？

petemf

回复 3# 笑傲浆糊


    谢谢~我也很困惑啊~但是事实上我的确因为违规（超时3秒）被取消考试资格喔。。。我应不应该填matter previously investigated by CFA Institute; review concluded呢？？

南半球小卡

回复 5# petemf


   问题问的是专业操守，不是你考试有没有作弊超时之类，而是问你有没有因为做内幕交易之类的或者为客户不诚实服务等情况被人投诉过。