4. Martineau’s actions regarding her husband’s account most likely violate the CFA Institute Research Objectivity Standards because she: A. did not receive advance approval from the compliance department for trades in her assigned industry. B. trades within the restricted trading period of at least 5 calendar days prior to and after issuing a research report. C. should seek to ensure that trades for immediate family members are not done in advance of or disadvantage investing clients. Answer: C 感觉B更合适；文中并没有提到其他客户 望高人指点，thanks 作者: forestwyj 时间: 2011-6-1 09:50
