Board logo

标题: Chinese Wall Policies [Ethics] [打印本页]

作者: Viceroy    时间: 2011-7-11 19:34     标题: Chinese Wall Policies [Ethics]

What is CFAI's stance on the Chinese Wall (communication between Research and I-Banking)?

Schweser says that they are allowed to communicate as long as no company specific information is exchanged.
作者: canadiananalyst    时间: 2011-7-11 19:34

absolutely not that would comprimise the wall......instead what must be done is the analyst must be carried over the wall ( with compliance notified) in order to take a look at the material non public info




欢迎光临 CFA论坛 (http://forum.theanalystspace.com/) Powered by Discuz! 7.2