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标题: ethic: makeing maket, selling group [打印本页]

作者: CFA4Techie    时间: 2011-7-13 15:10     标题: ethic: makeing maket, selling group

what different of this two?
what is "participate in the selling group , but not an underwriter"? THanks.

Reading 4, CVG case, question 4
作者: ap0258    时间: 2011-7-13 15:10

don't have material in front, but think the selling group would be the people marketing the deal to brokers, funds, etc. ie. 'roadshows.' it's not permissable for an analyst that covers the sector/company to participate in a road show with bankers to promote the offering.




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