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标题: Ethics quiz [打印本页]

作者: Muddahudda    时间: 2011-7-13 15:29     标题: Ethics quiz

A firm in possession of nonpublic material information on a security must
A. Cease all proprietary trading in the security
B. Take only contra side of unsolicited trades
C. Continue risk arbitrage trades
作者: Valores    时间: 2011-7-13 15:30

upon further review, the ruling has been over turned, the correct answer is B
作者: mcmc    时间: 2011-7-13 15:30

B

NO EXCUSES




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