标题: Soft Dollar Question [打印本页] 作者: ASSet_MANagemen 时间: 2011-7-13 16:28 标题: Soft Dollar Question
Whenever you use client brokerage that do not directly benefit the client, disclose to clients the methods or policies. Is this disclosure still require even when you are executing the best price and execution?
Not sure if curriculum has anything specific about it, if you know please let me know. Thanks
