标题: what are preferred trading and limited offerings? [打印本页] 作者: joehogue 时间: 2011-7-13 16:32 标题: what are preferred trading and limited offerings?
Here is the exact context under Standard VI(B):
Members and candidates should not benefit from the position that their clients occupy in the marketplace—through preferred trading, the allocation of limited offerings, and/or oversubscription
(Level III Volume 1 Ethical and Professional Standards , 4th Edition. Pearson Learning Solutions p. 133).
Edited 1 time(s). Last edit at Wednesday, February 9, 2011 at 07:29PM by travel_cfa.
