标题: Establishing an Information Barrier [打印本页] 作者: w1977 时间: 2011-7-13 16:47 标题: Establishing an Information Barrier
This is a question from Examwise Vol.2 Ethical and Professional Standard Q30. The answer is given in the book as B. However, I think this is incorrect. Can someone confirm?
Which one of the following requirements is least likely to help to ensure the establishment of an information barrier (fire wall)?
A: Physically separating departments and their files.
B: Monitor employees working for more than one department at any one time.
C: Limit proprietary trading when a firm has access to material nonpublic information.作者: MythosHF 时间: 2011-7-13 16:47
Did they give a reason with their answer? Maybe they recommend employees don't work in more than one department at a time to eliminate potential conflicts (although this doesn't seem too practical).作者: burnsy562000 时间: 2011-7-13 16:48
i have seen something similar where employee monitoring is considered weak relative to physical separation作者: koba 时间: 2011-7-13 16:48
This question is pretty easy, not sure what's confusing about it
Choice A is practically word for word in the curriculum, and prevents people from using the same printers and overhearing phone calls/convs etc
Choice C eliminates trading conflicts
Choice B is only says "monitoring" which doesn't do anything by itself.
