标题: Ethics Personal Investments [打印本页]

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作者: grharmeyer    时间: 2011-7-13 17:02     标题: Ethics Personal Investments

WHat's the policy on trading arround securities analyst is assigned to?

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作者: Rasec    时间: 2011-7-13 17:02

Is there like a 5 day thing around the issue o fthe recomendation that you cant trade on?

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作者: brainsX    时间: 2011-7-13 17:02

Yes. You can't trade 30 days calender days before report issuance and 5 calender days after report issuance.

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作者: SpyAli    时间: 2011-7-13 17:02

CFAI's ethics book. Page 172. ROS 7, Personal Investments & Trading

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