标题: Level 2 ethics same as Level 1 [打印本页] 作者: cchang 时间: 2011-8-26 11:55 标题: Level 2 ethics same as Level 1
seeing a lot of repeat stuff here. Is this worth rereading at the outset or is this largely the same as ethics in level 1. I am pretty sure i remember mosaic theory and all the other common sense stuff.作者: chunty 时间: 2011-8-26 12:01
It's only the same for the first 2 readings. I'm just taking notes from the standards of practise book for those 2 readings.作者: parott 时间: 2011-8-26 12:07
a little bit deeper than level 1.
but same coverage of Code of Ethics...........plus deep section(ex soft dollar..research)作者: anshultongia 时间: 2011-8-26 12:13
Ethics is a lot harder in Level 2 than Level 1. Do not underestimate. Read serveral times.作者: comp_sci_kid 时间: 2011-8-26 12:19
I don't remember if soft dollars were a part of L1, that's part of L2 obviously. L2 also includes the new/old prudent investor rules.作者: pawn 时间: 2011-8-26 12:24
It is largely the same but they can and do give you much harder questions e.g. At L1 you might be asked is this a violation of standard x or y but in L2 you might get asked is it x or y or y and y. Also you could get an entire item set on the stub material I.e. The additional material outside of the standards.作者: Analyze_This 时间: 2011-8-26 12:30
