标题: [CFA level 1模拟真题]Version 2 Questions-Q4 [打印本页]
作者: cfaedu 时间: 2007-11-5 18:35 标题: [2007 CFA level 1模拟真题]Version 2 Questions-Q4
Q4. Ian O'Sullivan, CFA, is the owner and sale employee of two companies, a public relations firm and a financial research firm. The public relations firm entered into a contract with Mallory Enterprises to provide public relations services. According to the contract, O'Sullivan received 40,000 shares of Mallory stock in payment for his services. Over the next 10 days, the public relations firm issued several press releases that discussed Mallory's excellent growth prospects. O'Sullivan, through his financial research firm, also published a research report recommending Mallory stock as a buy? According to the Standards of Practice Handbook, was O'Sullivan required to disclose his ownership of Mallory stock in the:
Press release? Research report?
A. NO No
B. NO YES
C. YES NO
D. YES YES
答案和详解如下:
Q4. D 07Modular LI, Vol. 1, PP 2126,88-91 . Study session 1-2.a
Members should disclose all mattes that reasonably could be expected to impair the member's objectivity.
作者: yuyi1981 时间: 2007-11-6 08:56
D
作者: vivian1022 时间: 2007-11-6 08:58
d
作者: jungle1009 时间: 2007-11-7 15:30
see
作者: deanwj 时间: 2007-11-8 10:17
d
作者: xu7431 时间: 2007-11-8 11:23
b
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see
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d
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d
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d
作者: 47dx 时间: 2007-11-14 12:28
b
作者: 一只船 时间: 2007-11-19 12:18 标题: Q
Q
作者: lonski 时间: 2007-11-19 14:51
re
作者: denker5781 时间: 2007-11-19 14:56
d
作者: Linda_SCB 时间: 2007-11-21 18:13
v
作者: LEEFEI571 时间: 2007-11-22 13:55
D
作者: BeyondCFA 时间: 2007-11-23 18:18
d
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d
作者: mecca 时间: 2007-11-27 09:28
ok
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d
作者: nijiu 时间: 2007-11-28 14:25
ok
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thanks
作者: jimmysfu 时间: 2007-11-30 18:33
zz
作者: shelbyyue 时间: 2007-12-1 05:58 标题: 回复:(cfaedu)[2007 CFA level 1模拟真题]Version ...
v
作者: reevesyang 时间: 2007-12-1 09:11
d
作者: charles001 时间: 2007-12-1 13:05
b
作者: yntang 时间: 2007-12-1 21:57
D
作者: pwmho 时间: 2007-12-9 10:26
TY
作者: deanleon 时间: 2008-3-12 16:39
[em01]
作者: wj_cathy 时间: 2008-4-15 19:13
a
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thanks
作者: road234 时间: 2008-4-29 10:32
d
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d
作者: winterl 时间: 2008-5-5 12:47
d
作者: dada36 时间: 2008-5-6 02:28
d
作者: Cody2008 时间: 2008-5-6 17:54
see see thanks!
作者: clover 时间: 2008-6-5 08:08
d
作者: vivivin 时间: 2008-6-19 14:59
thx
作者: elea0930 时间: 2008-11-5 18:55
d
作者: qiangwei 时间: 2008-11-10 20:57
x
作者: duo1115 时间: 2009-2-26 20:06
d
作者: jiguobiao 时间: 2009-3-12 14:04
a
作者: merlinna 时间: 2009-3-28 21:38
d
作者: tomathome 时间: 2009-10-29 09:47
d
作者: suhulijing 时间: 2009-11-11 21:32
thanks
作者: wenganyang 时间: 2009-12-5 01:01
sdf
作者: xxjj564 时间: 2011-3-8 14:24
a
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