Q6, David Donnigan enrolled to take the level II CFA examination in the current year; however, he did not take the exam. Donnigan advised his employer that he was confident that he passed Level II. Did Donnigan violate the CFA Institute Standards of Professional Conduct relating to.

Professional misconduct?           Duty to employer?

A.           NO                          NO

B.           NO                          YES

C.           YES                          NO

D.           YES                         YES

答案和详解如下：

Q6.   C            Study Session 1-2.e

Members should not engage in conduct involving dishonesty, find, deceit, or misrepresentation. The member's dishonesty is not addressed in the Standard relating to Duty to Employer, however.

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