标题: CFA afternoon mock ethics Q18 [打印本页] 作者: hinsafdar 时间: 2013-3-30 20:24 标题: CFA afternoon mock ethics Q18
Did anyone get this question right? Are there any other circumstances wherein quitting the firm is the only obvious choice? This is somehow extreme option and I am scared to choose.作者: RoastBeef 时间: 2013-3-30 20:24
Don’t know, can’t tell, wish I knew…
Best wishes for tomorrow!作者: Windjam 时间: 2013-3-30 20:24
Best of luck man!作者: SkipE99 时间: 2013-3-30 20:24
This questions sucks. I don’t remember seeing other questions that tell the employee to quit the firm, in most circumstances this is a last resort.
I just took afternoon mock, did fine overall but ethics kicked my @ss作者: troymo 时间: 2013-3-30 20:24
If the boss or high up management show blatant disregard for ethics then it is a good idea to quit the firm.作者: busterbluth 时间: 2013-3-30 20:24
Thanks
For Q14 Ethics do you know why the answer could not be A or B. It seems like the cadidate has disclosed everything so not sure why there are problems regarding conflicts or referral fees.作者: tango_gs 时间: 2013-3-30 20:24
It is just one of those most likely/least likely tricks.
Priority of Transactions do not even apply to a sales agent therefore it was least likely broken.
