标题: Without referring to your notes... (Ethics) [打印本页] 作者: draz 时间: 2013-3-31 12:38 标题: Without referring to your notes... (Ethics)
1. Safe Harbor was created:
a) 1965
b) 1975
c) 1976
2. Is this a fundamental principle of the soft dollar standards?
Uniform disclosure and record keeping concerning soft dollar arrangements.
3. True or False?
The three level analysis to determine whether a product is permissible research is:
Step 1. Define the product or service.
Step 2. Mixed use analysis.
Step 3. Determine usage.作者: wizofoz 时间: 2013-3-31 12:38
