标题: Ethics - Basic questions... [打印本页]

---

作者: brazilatz    时间: 2013-4-17 17:59     标题: Ethics - Basic questions...

Could sb explain what exactly are :
- proprietary trading (II A)
- taking the contra side of unsolicited customer trades (II A)
- self-dealing (IV A)
MH

---

作者: Carson    时间: 2013-4-17 17:59

No one on this?
MH

---

欢迎光临 CFA论坛 (http://forum.theanalystspace.com/)

Powered by Discuz! 7.2