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标题: General question about ETHICS! [打印本页]

作者: tango_gs    时间: 2013-4-28 12:06     标题: General question about ETHICS!

Are member and candidates subject to the code and standards?  or are certain standards only applicable to members and not candidates?  
Is the code applicable to both members and candidates or only members?
作者: Chuckrox8    时间: 2013-4-28 12:06

Members and candidates are both subject to the code and standards.
作者: mfleming1983    时间: 2013-4-28 12:07

Go by the curriculum .
作者: kmf229    时间: 2013-4-28 12:07

Has anyone else notice this?????
作者: pennyless    时间: 2013-4-28 12:07

You should go by the CFA curriculum, which is quite explicit that candidates are also subject to the code of ethics and standards.  There’s no guarantee that Schweser notes are correct.
作者: ramzes    时间: 2013-4-28 12:08

i have passed L1 but still not registered for L2. Wanna know will ethics rules apply to m right now or not ?
作者: JPSem    时间: 2013-4-28 12:08

On one of the first pages in Schweser it clearly says that the Standards apply both to candidates and members but (for the sake of brevity I believe) they’re going to omit “candidates”.
Really, isn’t that obvious?
作者: ramzes    时间: 2013-4-28 12:08

Both, this is a fundamental component of L1 Ethics. Candidate section regarding confidential exam information pertains solely to Candidates but I guess could be extended to recent Members who release any CFAI confidential exam content information. That being said the CFAI do claim never to have repeated a question and not too sure how much it would matter, especially at L1 where 240 questions tend to cover the majority of the curriculum. I believe this is a bit of a throw back to when the exam was set over a number of days around the world. Of course someone taking the exam in India in June 2013 could call someone in London with a hour or so to spare before the Londoner was to sit the exam but I doubt that person could effective improve their score to any significant degree.
作者: Gypsy    时间: 2013-4-28 12:08

Thanks Fandango!!!




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