标题: Code of Ethics and Standards of Professional Conduct Q1 [打印本页] 作者: cfalevel2011 时间: 2013-9-9 01:04 标题: Code of Ethics and Standards of Professional Conduct Q1
With respect to the CFA Institute enforcement of the Code and Standards, which of the following is NOT a possible disciplinary sanction?
A) Private censure.
B) Refusing to allow a candidate for the CFA designation to take one of the exams.
C) Payment of a fine.作者: cfalevel2011 时间: 2013-9-9 01:05
C) Payment of a fine.
CFA Institute does not impose fines. All of the other choices are possible sanctions. CFA Institute may suspend a candidate from further participation in the CFA program.
