Q17. Which of the following is least likely a component of the Code of Ethics? In dealing with the public, clients, prospects, employers, employees, and fellow members, CFA Institute members shall act with:

A)   integrity.

B)   respect.

C)   humility.

Q18. Which of the following activities would be following a component of the Code of Ethics explicitly?

A)   Attending continuing education seminars on investing and inviting colleagues to come along.

B)   Consulting with colleagues about opinions you reach in your research.

C)   Maintaining a list of colleagues who have violated the CFA Institute standards.

答案和详解如下：

Q17. Which of the following is least likely a component of the Code of Ethics? In dealing with the public, clients, prospects, employers, employees, and fellow members, CFA Institute members shall act with:

A)   integrity.

B)   respect.

C)   humility.

Correct answer is C)

Although acting with humility may be desirable, CFA Institute members are not required to do so. However, they should act in a manner that reflects credit on themselves and their profession.

Q18. Which of the following activities would be following a component of the Code of Ethics explicitly?

A)   Attending continuing education seminars on investing and inviting colleagues to come along.

B)   Consulting with colleagues about opinions you reach in your research.

C)   Maintaining a list of colleagues who have violated the CFA Institute standards.

Correct answer is A)

The Code states that a member shall “Maintain and improve their professional competence and strive to maintain and improve the competence of other investment professionals.” None of the other answers qualify.

thanks.