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标题: 请教一道道德题！ [打印本页]

作者: tina熊 时间: 2009-5-31 21:42 标题: 请教一道道德题！

Several years ago Leo Peek,CFA, co-founded an investment club. The club has not actively traded the account for at least a year and does not plan to resume active trading of the account.Peek's employer requires an annual disclosure of employee stock ownership. Peek discloses all of his personal trading accounts, but does not disclose his holdings in the investment club. Which CFA Institute Standards of Professional Conduct has Peek violated?

A. Fiduciary duty

B. Selective disclosure

C. Conflicts of interest

答案是Ｃ，为什么Ｂ不对呢？

[此贴子已经被作者于2009-5-31 21:43:51编辑过]

作者: tina熊 时间: 2009-6-2 08:57

有没有前辈帮我解答下呢。。。。？

作者: zeinyu 时间: 2009-6-2 10:56

selective disclosure只和 insider trading 有关系。指的是有选择性的把消息披露给某些人。

作者: tina熊 时间: 2009-6-3 09:58

谢谢zeinyu高人！我明白了～

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