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The correct answer has to be B.
The client has indicated that he still believes there is a buy recommendation on the stock so hasnt recieved the updated recommendation. Therefore the analyst is duty bound by Standard III(B) to inform the client of the changed recommendation before accepting the order.
Edited 1 time(s). Last edit at Monday, February 14, 2011 at 08:12AM by xx8801. |
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发表于 2011-7-11 19:16
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