wxs1986

Per Andrew .."John the PM had to sell XYZ stock to pay his kid's medical bills, and he personally didn't write the recommendation, what's the big deal"

That's exactly what I thought. In question#6 p225- Kepsh sells shares to pay for a wedding anniversary gift for his wife. Is this restricted because it's a gift not a being used for financial hardship? The solution only states that its a violation because it's contrary to the employee's or firm's recommendation. In question #26 p158 the PM is selling to cover child's tuition. The solution states POT does not limit employee trading that differ from recommendations.