返回列表 发帖
sorry, clicked too fast

an accusation by an individual client (especially when whithout further evidence), IMHO, should NOT be supposed to be disclosed.

F.e., reading Harry Markopolous book about the Madoff fraud, he explained that the SEC receives numerous accusations like "my broker underperformed the index, he must be betraying me".

In that case (of an individual client accusation), I would look for further clues if substantiated or not

TOP

返回列表