Junjun-my-son

有个道德题，说一个家伙的哥们觉得他牛，他也觉得很牛，就开始按照公司会上听来的东东向哥们推荐投资策略，但他可以只说那些公司已经执行了的策略，问：违反与否？违反哪条？

我选的是。fudiciary to employer. 理由：既然是已经执行的策略，没有disadvantage clients. but, his friends are potential clients of the employer, his action has potential confilict to his boss's interests.

另两个：不违反，违反对客户的fudiciary.

Junjun-my-son

1. 违反risk
2. must disclose to employer. 就是粗茶淡饭也要披露。
3. 违反fair dealing。这要是公司客户就要一视同仁。否则就是违反ethics.
4. both 违反，无论是identity 还是 investment。commen sense。