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Ass Man Code quiz

Which of the following is not a requiement of the compliance procedures recommended in the Asset Manager Code?

Possible answers:

A: All employees must sign an annual statement acknowledging that they have not breached any compliance procedures.
B: The appointed compliance officer should conduct regular reviews with employees to ensure compliance procedures are understood.
C: Reviews should be made to ensure that there is no front running occuring.
D: Independent verification of information sent to clients should be carried out.

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