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B is the correct answer.
RTFQ. You are just a member who may or may not be claiming compliance with soft dollars rules. You’ve got to comply with B regardless but A and C are mandatory only if you claim compliance with SD.
This was on the first Schweser live mock in the am.

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yup, i think asif has nailed it.
kh.asif Wrote:
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Cannot be directly linked with investment banking
revenues. That looks like a violation to me.

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