返回列表 发帖
Lets see if you get this one…
In selecting a broker for client trades where soft dollars are involved, CFA Institute members are
A) required to consider trade execution capabilities well as an evaluation of the broker’s financial responsibility and the range of services provided.
B) prohibited from using soft dollars from client brokerage to purchase goods and services that do not benefit the client.
C) required to disclose soft dollar arrangements to the client prior to entering into any such arrangements.

TOP

返回列表