Compliance Officer Independence - Fun Fact - 【CFA学习交流讨论】 - CFA论坛

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发表于 2011-7-13 16:03 | 显示全部帖子

Also - the CFAI text says the CCO should report to BOD "where possible..." Aint always possible.

Edited 1 time(s). Last edit at Friday, June 11, 2010 at 09:32AM by charlottekid.

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